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Quarterly News – Q2 2023 versteckt

Quarterly News – Q2 2023

Dear Client As part of our client update program, please find below a summary of what we believe to be the most relevant information on the SECs Examination Priorities for the Division of Examinations (Division) and the proposal of the new custody rule 223-1. 1. Examination Priorities 2023 The SEC announced its Examination Priorities for 2023. New Investment Adviser and Investment Company Rules The Division will focus on the new Marketing Rule (Advisers Act Rule 206(4)-1) and whether registered investment advisers (RIAs) have adopted and implemented written policies and procedures…
26. March 2023
Quarterly News – Q1 2023 Quarterly News

Quarterly News – Q1 2023

Dear Client We are wishing you a great start to the new year and health, happiness, and prosperity in 2023. Welcome to our quarterly newsletter which has turned into the newsletter we write when we have time to put something together, we think adds value. Two thoughts to begin the year: “Learn from yesterday, live for today, hope for tomorrow.” - Albert Einstein „I do not make resolutions for the New Year but visualize and plan things.“ - Amala Akkineni Which translates roughly to: Hope is good. Strategy and planning…
16. January 2023